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Fragner Seifert Pace & Mintz logo
  • Home
  • Services
    • Commercial Real Estate
    • Business Transactions
    • Business Organizations, Planning and Counseling
    • Commercial Finance and Capital Formation
  • Team
    • Matthew C. Fragner
    • Norbert M. Seifert
    • Terrence R. Pace
    • Robert M. Mintz
    • Pamela K. Prickett
    • Eric Rubenfeld
    • Jaron R. Fragner
    • Alex Flumenbaum
    • Andrew S. Kwok
    • Jay A. Shafran
    • Jennifer Hunt
    • Lawrence Konyves III
    • Luka Stanic
  • Articles
  • News & Events
    • Client News
    • FSPM News
  • Locations

Articles

To read an article in its entirety, please click on the link.  ​

  • Lessons From SEC Goldman Sachs ESG Policy Adoption Fine
  • SEC Anti-Fraud Settlement Is A Warning For Fund Advisers
  • Keeping Capital Finders in Step With SEC Broker Regulations
  • Securities Law Implications of Real Estate Syndications
  • Ignorance is Not Bliss: Limited Partners, General Partners, and the Importance of Periodic Due Diligence
  • Building an Effective Compliance Program for Real Estate Funds
  • Real Estate Fund Sponsors Are Investment Advisers 
  • SEC to Investment Advisers: Do What You Promise or Face Massive Penalties 
  • A Not So Gentle Reminder that Real Estate Investments are Securities

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